First Alliance Asset Management, Inc.

Mission Statement

To provide responsible investment planning and objective financial advice to individuals, employer-sponsored retirement savings plans, endowments and foundations. We develop long-term relationships with our clients and support those relationships with exceptional client service.

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First Alliance Asset Management, Inc. ("First Alliance") is an investment adviser registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940. Edwin L. Katz and Stanley J. Katz, First Alliance's principals, and certain of First Alliance's employees, are also registered representatives and associated persons of Access Financial Group, Inc. ("AFG"), a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934. AFG is located in Chicago, IL and is a member of the Financial Industry Regulatory Authority ("FINRA") and the Securities Investor Protection Corporation "SIPC"). First Alliance is located in Dayton, Ohio.